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Comprehensive and Detailed Explanation

Let’s examine each statement against the TOGAF ADM principles:

All ADM activities are carried out within an iterative cycle of continuous architecture definition and realization

Correct. The ADM is iterative in three dimensions: across the cycle, between levels (enterprise, segment, capability), and within phases. This means architecture development is never linear but part of a continuous cycle of definition and realization.

The Requirements Management phase is a continuous phase

Correct. Requirements Management is central to the ADM cycle. It operates continuously, ensuring requirements are identified, stored, and addressed throughout all phases, not only in a single step.

Output from an early phase may be modified in a later phase

Correct. The ADM is iterative and allows feedback between phases. For example, new requirements identified in later phases may lead to modifications of deliverables from earlier phases.

When a phase starts, the previous phase closes

Incorrect. The ADM is not strictly sequential. Phases can overlap, iterate, and provide feedback loops. One phase starting does not imply that the previous phase is closed; instead, phases interact dynamically.

Correct Mapping

Statements 1, 2, and 3 are correct.

Statement 4 is incorrect.

Correct answer is B (1, 2 & 3).

Why the other options are incorrect

A (2, 3 & 4): Includes statement 4, which is incorrect.

C (1, 2 & 4): Includes statement 4, which is incorrect.

D (1, 3 & 4): Includes statement 4, which is incorrect.

References

The Open Group, TOGAF® Standard, Version 9.2, Part II: ADM — overview of ADM iterations, Requirements Management, and feedback between phases.

The Open Group, TOGAF® 9 Certified Study Guide — emphasizes ADM as iterative and requirements-driven.

Comprehensive and Detailed Explanation

Gap Analysis is an ADM technique used in Phases B, C, and D of the TOGAF ADM (Business, Information Systems, and Technology Architectures).

Its main purpose is to validate the target architecture by comparing the Baseline Architecture with the Target Architecture and identifying:

Gaps (building blocks or capabilities present in the target but missing in the baseline).

Overlaps (building blocks duplicated across architectures).

Conflicts (inconsistencies between baseline and target).

The output of Gap Analysis provides:

A validated Target Architecture.

A set of identified gaps that must be addressed by future work packages in Phase E: Opportunities and Solutions.

Therefore, the purpose of Gap Analysis is best expressed as to validate the architecture (Answer D).

Why the other options are incorrect

A. Establish quality metrics for the architecture: This is part of performance management and governance, not Gap Analysis.

B. Identify non-functional requirements: Non-functional requirements are captured through requirements management and stakeholder analysis, not Gap Analysis.

C. Determine service levels: Service levels are typically defined in SLAs and operational models, not through Gap Analysis.

References

The Open Group, TOGAF® Standard, Version 9.2, Part III: ADM Guidelines & Techniques — Gap Analysis.

The Open Group, TOGAF® 9 Certified Study Guide — explains the role of Gap Analysis in validating architectures and identifying work package inputs.

Business Transformation Readiness Assessment is a joint effort between corporate staff lines of business and IT planners to evaluate the readiness of the organization to undergo change. It involves assessing factors such as vision, commitment, capacity, capability, culture, and motivation that may influence the success of a business transformation initiative. Reference: The TOGAF® Standard | The Open Group Website, Section 3.3.2 Business Transformation Readiness Assessment.

According to the TOGAF Standard, 10th Edition, the Preliminary Phase of the Architecture Development Method (ADM) has the purpose to develop an Enterprise Architecture Capability 1. An Enterprise Architecture Capability is the ability of the organization to perform the activities and tasks related to Enterprise Architecture, such as defining the scope, principles, vision, governance, and stakeholders of the architecture. The Preliminary Phase also establishes the architecture framework, the architecture repository, the architecture tools, and the architecture team 1. The other options are not correct, as they have different purposes in the ADM. Phase G: Implementation Governance has the purpose to ensure that the implementation projects conform to the target architecture 2. Phase A: Architecture Vision has the purpose to define the scope, stakeholders, business drivers, and objectives of the architecture project 3. Phase B: Business Architecture has the purpose to describe the baseline and target business architecture, and to identify the gaps between them . References: 1: TOGAF Standard, 10th Edition, Part II: Architecture Development Method, Chapter 6: Preliminary Phase. 2: TOGAF Standard, 10th Edition, Part II: Architecture Development Method, Chapter 18: Phase G: Implementation Governance. 3: TOGAF Standard, 10th Edition, Part II: Architecture Development Method, Chapter 12: Phase A: Architecture Vision. : TOGAF Standard, 10th Edition, Part II: Architecture Development Method, Chapter 13: Phase B: Business Architecture.

 According to the TOGAF template for Architecture Principles, the Rationale section should describe the relationship to other principles, as well as the business benefits and the intentions of adhering to the principle. The Rationale section should use business terminology and point to the similarity of information and technology principles to the principles governing business operations. The Rationale section should also explain how the principle supports the achievement of the business objectives and key architecture drivers. References:

Architecture Principles Template

The TOGAF Standard, Version 9.2 - Architecture Principles

The Open Group Exam OGEA-103 Topic 1 Question 4 Discussion

Comprehensive and Detailed Explanation

The question is about a deliverable that:

Is first created in Phase A: Architecture Vision.

Is updated in Phase E: Opportunities and Solutions.

Helps the architect understand both the baseline and the target for the enterprise.

Let’s review each option:

A. Architecture Contracts

These are created in Phase G: Implementation Governance.

They formalize agreements between architecture and implementation teams, but are not produced in Phase A.

Incorrect.

B. Capability Assessment

In Phase A, the Capability Assessment is produced to assess the organization’s current capability maturity and to identify strengths and weaknesses (baseline).

In Phase E, it is updated to reflect the required target capability and to inform planning of the work packages and Transition Architectures.

This deliverable helps architects understand both baseline and target capability for the enterprise.

Correct.

C. Consolidated Gaps, Solutions, and Dependencies Matrix

This is produced in Phase E to consolidate results from Gap Analysis across Phases B, C, and D.

It is not started in Phase A, so it does not meet the condition.

Incorrect.

D. Stakeholder Map

This is produced in Phase A as part of stakeholder management.

It is not updated in Phase E, and it does not directly address baseline vs. target capability.

Incorrect.

Correct Mapping

The deliverable that fits all three conditions is the Capability Assessment (B).

References

The Open Group, TOGAF® Standard, Version 9.2, Part II: ADM — Phase A (Capability Assessment as an input to the Architecture Vision) and Phase E (updated Capability Assessment to guide Opportunities and Solutions).

The Open Group, TOGAF® 9 Certified Study Guide — description of Capability Assessment as a baseline/target capability comparison tool.

Architecture Principles are general rules and guidelines that inform and support the way in which an organization sets about fulfilling its mission. They reflect a level of consensus among the various elements of the enterprise, and form the basis for making future IT decisions. One of the purposes of Architecture Principles is to establish a common understanding of how to control the business in pursuit of strategic objectives, by providing a framework for evaluating and agreeing on the changes that affect the enterprise’s architecture3 References: 3: The TOGAF Standard, Version 9.2, Part III: ADM Guidelines and Techniques, Chapter 23: Architecture Principles : The TOGAF Standard, Version 9.2, Part IV: Architecture Content Framework, Chapter 31: Architecture Principles

Comprehensive and Detailed Explanation

When defining the scope of an architecture, TOGAF identifies four dimensions that need to be considered:

Breadth – This dimension addresses the extent of the enterprise that will be impacted by the architecture. It answers the question: How much of the enterprise is covered? For example, does the scope include the entire enterprise, a business unit, a division, or just a single organizational function?

Depth – This refers to the level of detail to be covered. For instance, will the architecture describe high-level capabilities, or will it go into detailed system design?

Time Period – This defines the planning horizon of the architecture. It could be short-term (tactical), medium-term, or long-term (strategic).

Architecture Domains – This refers to which domains are covered: Business, Data, Application, and Technology. The scope may include all or just a subset of these domains.

Project Scope (sometimes discussed separately) – Focuses on which specific programs, portfolios, or projects will be impacted.

Among these, the dimension that specifically relates to the extent of the enterprise is Breadth.

Why the other options are incorrect

A. Architecture Domains: Refers to the domains covered (Business, Data, Application, Technology), not the extent of the enterprise.

B. Depth: Refers to the level of detail, not the enterprise extent.

C. Project: Refers to the program or initiative focus, not enterprise coverage.

References

The Open Group, TOGAF® Standard, Version 9.2, Part II: ADM — Preliminary Phase (scope considerations).

The Open Group, TOGAF® 9 Certified Study Guide — discussion of the dimensions of architecture scope (Breadth, Depth, Time Period, Architecture Domains).

A-Architecture Repository: This is a part of the Architecture Metamodel that contains artifacts structured according to the metamodel. It includes the Architecture Landscape which is adopted by the enterprise and governed by certain standards and practices.

B-Governing Board: The Governing Board ensures visibility and escalation, meaning it oversees and manages the capability of the architecture landscape. It plays a crucial role in governance.

C-Enterprise Capability: This refers to how well an enterprise can execute its mission, meet business objectives or satisfy its stakeholders’ needs and expectations. It’s influenced by both internal factors (like resources, processes) and external ones (like market trends).

TOGAF Version 9.1, Chapter 34: 1

Comprehensive and Detailed Explanation

In the TOGAF ADM, deliverables go through a lifecycle of development, review, approval, and usage. TOGAF distinguishes between draft deliverables (work-in-progress) and final deliverables (those that have been formally reviewed and signed off).

Draft deliverables are produced as working versions of the required outputs in each ADM phase. These may carry version labels such as 0.1, 0.5, 0.9, etc., and are subject to stakeholder review and refinement.

Once the document has been reviewed and approved by the relevant stakeholders (e.g., Architecture Board, governance bodies), it becomes a final deliverable.

Final deliverables are baseline-controlled items and are formally stored in the Architecture Repository as an approved architecture artifact.

Thus, the correct term for a deliverable that has completed review and is approved is “final”.

Why the other options are incorrect

B. Approved: While true in general language, TOGAF uses the formal term “final deliverable”, not “approved deliverable.”

C. Ratified: This term is not used in TOGAF to describe the state of a deliverable.

D. Version 0.9: This is a draft numbering convention, not the status of an approved deliverable.

References

The Open Group, TOGAF® Standard, Version 9.2, Part II: ADM — description of deliverables, artifacts, and building blocks.

The Open Group, TOGAF® 9 Certified Study Guide — explanation of draft vs. final deliverables in the ADM lifecycle.