Isaca ISACA Advanced in AI Audit (AAIA) AAIA Question # 41 Topic 5 Discussion
AAIA Exam Topic 5 Question 41 Discussion:
Question #: 41
Topic #: 5
While evaluating a complex machine learning (ML) model used for regulatory compliance in a financial institution, which of the following should the IS auditor do to BEST ensure transparency?
Transparency in AI, especially in regulated sectors like finance, is best achieved by using explainability tools that interpret the internal workings and outputs of complex ML models. The AAIA™ Study Guide highlights model explainability as essential for both auditors and regulators to understand why certain decisions are made.
“Explainability tools allow auditors to trace predictions back to input features, helping verify fairness, logic, and compliance. These tools support transparency and trustworthiness in black-box models.”
While documentation (A) and reporting (C) are part of governance, D directly supports decision-level clarity. Dashboards (B) show results, not rationale.
[Reference: ISACA Advanced in AI Audit™ (AAIA™) Study Guide, Section: “AI in Audit Processes,” Subsection: “Model Explainability and Regulatory Assurance”, , ]
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