FINRA Uniform Securities State Law Examination Series-63 Question # 70 Topic 8 Discussion

FINRA Uniform Securities State Law Examination Series-63 Question # 70 Topic 8 Discussion

Series-63 Exam Topic 8 Question 70 Discussion:
Question #: 70
Topic #: 8

Which of the following is not considered to be a security, as defined by the Uniform Securities Act (USA)?


A.

a debenture


B.

a certificate of deposit (CD)


C.

a put option


D.

an annuity contract wherein an insurance company promises to pay a fixed sum, either in a lump amount or through periodic payments.


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