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FINRA Uniform Securities State Law Examination Series-63 Question # 69 Topic 7 Discussion

FINRA Uniform Securities State Law Examination Series-63 Question # 69 Topic 7 Discussion

Series-63 Exam Topic 7 Question 69 Discussion:
Question #: 69
Topic #: 7

The trade confirmation must be received by the customer no later than


A.

one week after the settlement date.


B.

the settlement date.


C.

the day after the trade takes place.


D.

five business days after the settlement date.


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