FINRA Uniform Securities State Law Examination Series-63 Question # 65 Topic 7 Discussion

FINRA Uniform Securities State Law Examination Series-63 Question # 65 Topic 7 Discussion

Series-63 Exam Topic 7 Question 65 Discussion:
Question #: 65
Topic #: 7

Which of the following orders can an Administrator issue without providing prior notice?


A.

license suspension


B.

license revocation


C.

cease and desist


D.

license denial


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