FINRA Uniform Securities State Law Examination Series-63 Question # 66 Topic 7 Discussion

FINRA Uniform Securities State Law Examination Series-63 Question # 66 Topic 7 Discussion

Series-63 Exam Topic 7 Question 66 Discussion:
Question #: 66
Topic #: 7

Once a person has filed an application with the Administrator, and in doing so has truthfully disclosed every material fact, how long does the Administrator have after the effective date of the registration to commence a proceeding to deny, suspend, or revoke that person’s license based on those facts?


A.

30 days.


B.

60 days.


C.

90 days.


D.

one year.


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