FINRA Uniform Securities State Law Examination Series-63 Question # 64 Topic 7 Discussion

FINRA Uniform Securities State Law Examination Series-63 Question # 64 Topic 7 Discussion

Series-63 Exam Topic 7 Question 64 Discussion:
Question #: 64
Topic #: 7

Registration by coordination is provided for by which of the following federal securities acts?


A.

Securities Act of 1933


B.

Securities and Exchange Act of 1934


C.

Investment Advisers Act of 1940


D.

Investment Company Act of 1940


Get Premium Series-63 Questions

Contribute your Thoughts:


Chosen Answer:
This is a voting comment (?). It is better to Upvote an existing comment if you don't have anything to add.