An employee in a corporation's finance department hears news of an internal investigation into potential fraud within the company, quits her job, and disappears.
If they had been observed before her resignation, which characteristics of the employee would have been considered red flags? (Select Two.)
In which of the following cases can a financial institution disclose a suspicious activity report (SAR)?
When a financial institution (FI) is considering providing traditional banking services to a virtual asset service provider (VASP), consideration should be given to whether the FI: (Select Two.)
Risks associated with real estate transactions include (Select Two.)
A key advantage of privacy enhancing technologies (PETs) in anti-money laundering is that they offer:
According to the Basel Committee principles, which actions would make a customer identification program at a bank more robust? (Select Two.)
Which collective body of Financial Intelligence Units (FlUs) was formed with an objective to improve Information exchange and sharing mechanisms among member FlUs as well as to support its members by enhancing their capabilities'?
Which principle about safeguarding privacy and data should an auditor adhere to when performing an AML investigation?
The new KYC lead at a bank is particularly focused on enhancing the risk management component of its KYC program and refers to the Basel Committee's customer due diligence (CDD) principles.
Which of the following describe key improvements to a KYC program established in the Basel Committee's CDD principles? (Select Two.)
Financial crime risk related to the use of "hawalas" can stem from: (Choose two.)
