FIs must handlelaw enforcement subpoenas carefullytocomply with legal and AML obligations.
Option A (Correct):Legal counsel must review subpoenasto ensure compliance withAML and privacy laws.
Option B (Incorrect):Original documentsshould only be provided underspecific legal conditions.
Option C (Incorrect):Account closure decisionsmust followAML risk-based assessment.
Option D (Incorrect):Tipping offa customer about an investigation isillegalunder AML laws.
[Reference:FinCEN Subpoena Compliance Guidelines, U.S. Bank Secrecy Act (BSA) Subpoena Rules, FATF Recommendation 40 (International Cooperation)., , , , ]
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