Pass the IAPP Artificial Intelligence Governance AIGP Questions and answers with CertsForce

The correct answer isA. While TEVV is important inlater lifecycle phases, it isnot the primary considerationwhen evaluating and prioritizinguse cases.

From the AIGP Body of Knowledge – Use Case Assessment Module:

“Use case evaluation focuses on value, impact, fairness, and accessibility—technical testing considerations come later.”

ILT Guide confirms:

“Organizations should first assess whether the AI system provides equitable outcomes and aligns with stakeholder expectations. TEVV is part of implementation, not initial prioritization.”

Thus,Ais not a top-level consideration during use caseselection.

The U.S. mortgage company's AI platform relates to housing and credit, making the Fair Housing Act (A), Fair Credit Reporting Act (B), and Equal Credit Opportunity Act (C) relevant. Title VII of the Civil Rights Act of 1964 deals with employment discrimination and is not directly relevant to the mortgage application context (D).

The correct answeris.CThis action ties directly into principlesof dataminimization, purpose limitation,and lawfulnessof processing, which are central to privacy and AI governance.

From the AIGP Body of Knowledge, Section on Privacy Considerations:

“Personal data must only be processed for specified and lawful purposes. Organizations must consider whether they have a legal basis for processing such data under data protection laws like the GDPR or CCPA.”

Additionally, AI Governance in Practice Report2025emphasizes:

“One of the most significant challenges when designing and developing AI systems is ensuring the data used is appropriate for the intended purpose… Managing unnecessary data, especially data that may contain sensitive attributes, can increase risk.”

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The correct answer isB. AllowingPIIto be freely entered into prompts without safeguards is considered amajor privacy and security riskand is not a responsible governance practice.

From the AIGP ILT Guide – Generative AI & Third-Party Risk Management:

“Use of personal or sensitive information in AI prompts can result in unintended exposure, regulatory breaches, and downstream liability.”

The AI Governance in Practice Report2025highlights:

“PII should be minimized or protected by design. Prompt engineering should prevent entry of personally identifiable data unless legally and technically safeguarded.”

A, C, and D are established best practices under responsible AI procurement and use.

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Deploying a challenger AI model alongside a champion model is a strategy used to compare the performance of different models in a real-world environment. This approach helps in providing a framework to consider alternatives to the champion model, automating real-time monitoring of the champion model, and performing testing on the champion model. However, retraining the champion model is not a reason to deploy a challenger model. Retraining is a separate process that involves updating the champion model with new data or techniques, which is not related to the use of a challenger model.

Risk impact estimation occurs in the design phase of the AI life cycle. This step involves evaluatingpotential risks associated with the AI system and estimating their impacts to ensure that appropriate mitigation strategies are in place. It helps in identifying and addressing potential issues early in the design process, ensuring the development of a robust and reliable AI system. Reference: AIGP Body of Knowledge on AI Design and Risk Management.

In the design phase of integrating data from different sources, identifying fits and gaps is crucial. This process involves understanding how well the data from the clinical research partner aligns with the healthcare network's existing data. It ensures that the combined data set is coherent and can be effectively used for training the AI algorithm. This step helps in spotting any discrepancies, inconsistencies, or missing data that might affect the performance and accuracy of the AI model. It directly addresses the integrity and compatibility of the data, which is foundational before applying any privacy-enhancing technologies, labeling, or evaluating the origin of the data. Reference: AIGP Body of Knowledge on Data Integration and Quality.

When designing an integrated compliance strategy for responsible AI, the least likely step would be employing a new software platform to modernize existing compliance processes. While modernizing compliance processes is beneficial, it is not as directly related to the strategic integration of ethical principles and stakeholder concerns. More critical steps include conducting assessments of existing compliance programs to identify overlaps and integration points, consulting experts on ethical principles, and launching surveys to understand stakeholder concerns. These steps ensure that the compliance strategy is comprehensive and aligned with responsible AI principles. Reference: AIGP Body of Knowledge on AI Governance and Compliance Integration.

Retrieval-Augmented Generation (RAG)enhances Large Language Models (LLMs) by integratingexternal, up-to-date, or proprietary informationinto the generation pipeline—allowing the model tofetch relevant factsfrom a trusted knowledge source at query time.

Though RAG is not defined directly in the IAPP documents, it is a widely recognized technique in AI governance for ensuringmore accurate and contextually grounded outputs, especially inregulated or high-stakes environmentswhere hallucinations are a concern.

B, C, and Ddescribe optimization or bias mitigation—not the core function of RAG.

The White House Executive Order from November 2023 requires companies developing dual-use foundation models to report on their current training or development activities, the results of red-team testing, and the physical and cybersecurity protection measures. However, it does not mandate reports on environmental impact studies for each dual-use foundation model. While environmental considerations are important, they are not specified in this context as a reporting requirement under this Executive Order.