Isaca ISACA Advanced in AI Audit (AAIA) AAIA Question # 21 Topic 3 Discussion
AAIA Exam Topic 3 Question 21 Discussion:
Question #: 21
Topic #: 3
A financial institution ' s customer service chatbot sometimes gives users incorrect legal advice, leading to several customer complaints and potential regulatory exposure. Which of the following should be done FIRST to mitigate this risk?
When a customer-facing system is providing harmful or incorrect advice (particularly legal or financial), the " Immediate Priority " is to prevent further harm. " Introducing a human-in-the-loop review process " ensures that a qualified human checks and approves the chatbot ' s advice before it is sent to the customer. This acts as an immediate safety " guardrail. " Retraining (Options A and B) is a long-term solution that takes time and does not stop the current incorrect outputs. According to ISACA, human oversight is the most effective reactive control for mitigating high-impact errors in real-time customer interactions.
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