New Year Sale Limited Time 70% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: simple70

FINRA Series 7 General Securities Representative Qualification Examination (GS) Series-7 Question # 88 Topic 9 Discussion

FINRA Series 7 General Securities Representative Qualification Examination (GS) Series-7 Question # 88 Topic 9 Discussion

Series-7 Exam Topic 9 Question 88 Discussion:
Question #: 88
Topic #: 9

In regard to discretionary accounts, which of the following statements is correct?


A.

the customer must approve each transaction in writing before the order is entered


B.

the customer must grant written authorization to the member firm to exercise discretion in the account


C.

the account must be accepted in writing by an officer of the member firm


D.

both B and C


Get Premium Series-7 Questions

Contribute your Thoughts:


Chosen Answer:
This is a voting comment (?). It is better to Upvote an existing comment if you don't have anything to add.