FINRA Series 7 General Securities Representative Qualification Examination (GS) Series-7 Question # 61 Topic 7 Discussion

FINRA Series 7 General Securities Representative Qualification Examination (GS) Series-7 Question # 61 Topic 7 Discussion

Series-7 Exam Topic 7 Question 61 Discussion:
Question #: 61
Topic #: 7

FINRA advertising standards permit a dealer to state that a CMO has an implied AAA rating if the securities are issued:


A.

with an average life no longer than ten years


B.

by a US government agency


C.

by a private issuer who has not yet received an expected AAA rating


D.

in amounts less than $1,000,000


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