FINRA Series 7 General Securities Representative Qualification Examination (GS) Series-7 Question # 112 Topic 12 Discussion

FINRA Series 7 General Securities Representative Qualification Examination (GS) Series-7 Question # 112 Topic 12 Discussion

Series-7 Exam Topic 12 Question 112 Discussion:
Question #: 112
Topic #: 12

Maintaining a fair and orderly market and acting as a broker’s broker are dual functions of the:


A.

competitive trader


B.

odd-lot dealer


C.

specialist


D.

two-dollar broker


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