FINRA Series 7 General Securities Representative Qualification Examination (GS) Series-7 Question # 105 Topic 11 Discussion

FINRA Series 7 General Securities Representative Qualification Examination (GS) Series-7 Question # 105 Topic 11 Discussion

Series-7 Exam Topic 11 Question 105 Discussion:
Question #: 105
Topic #: 11

Which of the following statements about mutual fund fees is accurate?


A.

the management group receives a fee based upon the amount of assets in the fund


B.

the sponsor receives a management fee for buying and selling the fund’s portfolio securities


C.

the management group receives part of the sales charge in addition to a management fee


D.

the custodian receives part of the management fee in addition to a fee for safekeeping of the fund’s securities


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