FINRA Series 7 General Securities Representative Qualification Examination (GS) Series-7 Question # 92 Topic 10 Discussion

FINRA Series 7 General Securities Representative Qualification Examination (GS) Series-7 Question # 92 Topic 10 Discussion

Series-7 Exam Topic 10 Question 92 Discussion:
Question #: 92
Topic #: 10

A 5% markup policy applies to:


A.

riskless transactions


B.

primary distributions


C.

registered secondaries


D.

mutual funds


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