FINRA Series 7 General Securities Representative Qualification Examination (GS) Series-7 Question # 8 Topic 1 Discussion

FINRA Series 7 General Securities Representative Qualification Examination (GS) Series-7 Question # 8 Topic 1 Discussion

Series-7 Exam Topic 1 Question 8 Discussion:
Question #: 8
Topic #: 1

Which of the following organizations usually has a prominent role in guiding investment policies of mutual funds?


A.

the plan company


B.

the management group


C.

the custodian bank


D.

the underwriter


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