FINRA Uniform Securities State Law Examination Series-63 Question # 50 Topic 6 Discussion

FINRA Uniform Securities State Law Examination Series-63 Question # 50 Topic 6 Discussion

Series-63 Exam Topic 6 Question 50 Discussion:
Question #: 50
Topic #: 6

If a person has had its license revoked by the Administrator of the state and has appealed the decision to a court of law, that person


A.

can continue business as usual pending the resolution of the appeal.


B.

must notify the Administrator of the state that it has appealed the decision.


C.

is considered to have a revoked license until the courts rule otherwise.


D.

Both B and C are true statements.


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