FINRA Uniform Securities State Law Examination Series-63 Question # 18 Topic 2 Discussion

FINRA Uniform Securities State Law Examination Series-63 Question # 18 Topic 2 Discussion

Series-63 Exam Topic 2 Question 18 Discussion:
Question #: 18
Topic #: 2

The state official who has regulatory authority over the securities industry within the state is known as the


A.

attorney-general.


B.

administrator.


C.

investor-protection officer.


D.

secretary of state.


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