FINRA Uniform Securities State Law Examination Series-63 Question # 12 Topic 2 Discussion

FINRA Uniform Securities State Law Examination Series-63 Question # 12 Topic 2 Discussion

Series-63 Exam Topic 2 Question 12 Discussion:
Question #: 12
Topic #: 2

on No: 239

A tombstone advertisement is


A.

an offer to sell a new security.


B.

the announcement of a new security that may become available for purchase.


C.

the only type of advertisement that an investment advisory firm is allowed to use.


D.

an offer to sell a new security that is being issued by an Arizona firm.


Get Premium Series-63 Questions

Contribute your Thoughts:


Chosen Answer:
This is a voting comment (?). It is better to Upvote an existing comment if you don't have anything to add.