FINRA Uniform Securities State Law Examination Series-63 Question # 1 Topic 1 Discussion

FINRA Uniform Securities State Law Examination Series-63 Question # 1 Topic 1 Discussion

Series-63 Exam Topic 1 Question 1 Discussion:
Question #: 1
Topic #: 1

Which of the following would not appear on a trade confirmation?


A.

the client’s account number


B.

the commission


C.

the settlement date


D.

All of the above items appear on a trade confirmation.


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