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CISI UAE Financial Rules and Regulations Exam UAE-Financial-Rules-and-Regulations Question # 23 Topic 3 Discussion

CISI UAE Financial Rules and Regulations Exam UAE-Financial-Rules-and-Regulations Question # 23 Topic 3 Discussion

UAE-Financial-Rules-and-Regulations Exam Topic 3 Question 23 Discussion:
Question #: 23
Topic #: 3

Under what circumstances, if any, is an introducer allowed to provide an investor with financial analysis?


A.

Only if the client proactively requests one


B.

Only if no recommendations are made


C.

Only if it is licensed to do so


D.

Under no circumstances


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