CISI International Certificate in Wealth & Investment Management ICWIM Question # 55 Topic 6 Discussion

CISI International Certificate in Wealth & Investment Management ICWIM Question # 55 Topic 6 Discussion

ICWIM Exam Topic 6 Question 55 Discussion:
Question #: 55
Topic #: 6

If someone in a fiduciary position has personal or professional interests that compete with their duty to act in the client’s best interest, this is called:


A.

Discretionary management


B.

A regulatory breach


C.

Full disclosure


D.

A conflict of interest


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