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CISI International Certificate in Wealth & Investment Management ICWIM Question # 38 Topic 4 Discussion

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CISI International Certificate in Wealth & Investment Management ICWIM Question # 38 Topic 4 Discussion

ICWIM Exam Topic 4 Question 38 Discussion:
Question #: 38
Topic #: 4

A firm decides that it would be inappropriate to make derivative recommendations to a particular client. It is likely that the client has been categorised as:
A.

A retail client

B.

An eligible counterparty

C.

A private investor

D.

A professional

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Actual exam question for CISI ICWIM exam by Rael41119 at Aug 3, 2025, 8:48:30 AM

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