ACI Operations Certificate challenging 3I0-013 Question # 228 Topic 12 Discussion

ACI Operations Certificate challenging 3I0-013 Question # 228 Topic 12 Discussion

3I0-013 Exam Topic 12 Question 228 Discussion:
Question #: 228
Topic #: 12

Which of the following is required for institutions acting as prime brokers?


A.

They must remain neutral and stay out of disputes between their customers.


B.

They must rely on the execution venue to resolve disputes.


C.

They must delegate the resolution of broken trades downstream to their clients.


D.

They must take responsibility for the swift resolution of any disputes.


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