Pass the IAPP Artificial Intelligence Governance AIGP Questions and answers with CertsForce

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Questions # 11:

Which of the following is a subcategory of Al and machine learning that uses labeled datasets to train algorithms?

Options:

A.

Segmentation.


B.

Generative Al.


C.

Expert systems.


D.

Supervised learning.


Expert Solution
Questions # 12:

CASE STUDY

A company is considering the procurement of an AI system designed to enhance the security of IT infrastructure. The AI system analyzes how users type on their laptops, including typing speed, rhythm and pressure, to create a unique user profile. This data is then used to authenticate users and ensure that only authorized personnel can access sensitive resources.

The data processed by the AI system would be classified as:

Options:

A.

Non-sensitive personal data, since it does not reveal information about health, gender or race


B.

Organizational data, since it is part of the authentication process


C.

Non-personal data, as long as it is not linked to a user ID


D.

Special category data, if it can be used to uniquely identify a person


Expert Solution
Questions # 13:

An EU bank intends to launch a multi-modal Al platform for customer engagement and automated decision-making assist with the opening of bank accounts. The platform has been subject to thorough risk assessments and testing, where it proves to be effective in not discriminating against any individual on the basis of a protected class.

What additional obligations must the bank fulfill prior to deployment?

Options:

A.

The bank must obtain explicit consent from users under the privacy Directive.


B.

The bank must disclose how the Al system works under the Ell Digital Services Act.


C.

The bank must subject the Al system an adequacy decision and publish its appropriate safeguards.


D.

The bank must disclose the use of the Al system and implement suitable measures for users to contest automated decision-making.


Expert Solution
Questions # 14:

Scenario:

A company using AI for resume screening understands the risks of algorithmic bias and the evolving legal requirements across jurisdictions. It wants to implement the right governance controls to prevent reputational damage from misuse of the AI hiring tool.

Which of the following measures should the company adopt to best mitigate its risk of reputational harm from using the AI tool?

Options:

A.

Test the AI tool pre- and post-deployment


B.

Ensure the vendor provides indemnification for the AI tool


C.

Require the procurement and deployment teams to agree upon the AI tool


D.

Continue to require the company’s hiring personnel to manually screen all applicants


Expert Solution
Questions # 15:

CASE STUDY

Please use the following answer the next question:

Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.

In particular, GVC has learned that the teachers they employ used open source large language models (“LLM”) to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.

GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.

Which of the following risks should be of the highest concern to individual teachers using generative Al to ensure students learn the course material?

Options:

A.

Financial cost.


B.

Model accuracy.


C.

Technical complexity.


D.

Copyright infringement.


Expert Solution
Questions # 16:

Scenario:

A U.S.-based AI governance professional is evaluating resources from the National Institute of Standards and Technology (NIST) to guide the organization’s AI risk assessment strategy. They are particularly interested in programs focused on assessing AI-specific impacts.

The main purpose of NIST’sAssessing Risks and Impacts of AI (ARIA)program is to:

Options:

A.

Provide a suite of resources to manage risks


B.

Pilot new standards for AI red-teaming


C.

Promote interoperability across AI systems


D.

Offer a regulatory sandbox for risk reporting


Expert Solution
Questions # 17:

Which risk management framework/guide/standard focuses on value-based engineering methodology?

Options:

A.

ISO/IEC Guide 51 (Safety).


B.

ISO 31000 Guidelines (Risk Management).


C.

IEEE 7000-2021 Standard Model Process for Addressing Ethical Concerns during System Design.


D.

Council of Europe Human Rights, Democracy, and the Rule of Law Assurance Framework (HUDERIA) for Al Systems.


Expert Solution
Questions # 18:

Scenario:

A mid-sized tech firm is building its AI governance program and is exploring ISO/IEC standards that could support consistency in terminology and risk assessment processes across teams.

ISO/IEC 22989andISO/IEC 42001can be valuable resources for AI Governance professionals inall of the following ways EXCEPT:

Options:

A.

Establishing terminology and describing concepts so that governance team members can communicate with diverse parties and stakeholders from around the world


B.

Being applicable to organizations of any size and industry seeking to use AI responsibly and effectively in their design processes, information systems and controls


C.

Addressing specific issues related to managing procurement processes with third parties that provide or develop AI systems for their organization


D.

Recommending key activities to assess and manage risk: test, evaluate, verify and validate (TEVV)


Expert Solution
Questions # 19:

CASE STUDY

Please use the following answer the next question:

XYZ Corp., a premier payroll services company that employs thousands of people globally, is embarking on a new hiring campaign and wants to implement policies and procedures to identify and retain the best talent. The new talent will help the company's product team expand its payroll offerings to companies in the healthcare and transportation sectors, including in Asia.

It has become time consuming and expensive for HR to review all resumes, and they are concerned that human reviewers might be susceptible to bias.

Address these concerns, the company is considering using a third-party Al tool to screen resumes and assist with hiring. They have been talking to several vendors about possibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve its goals and comply with all applicable laws.

The organization has a large procurement team that is responsible for the contracting of technology solutions. One of the procurement team's goals is to reduce costs, and it often prefers lower-cost solutions. Others within the company are responsible for integrating and deploying technology solutions into the organization's operations in a responsible, cost-effective manner.

The organization is aware of the risks presented by Al hiring tools and wants to mitigate them. It also questions how best to organize and train its existing personnel to use the Al hiring tool responsibly. Their concerns are heightened by the fact that relevant laws vary across jurisdictions and continue to change.

Which other stakeholder groups should be involved in the selection and implementation of the Al hiring tool?

Options:

A.

Finance and Legal.


B.

Marketing and Compliance.


C.

Supply Chain and Marketing.


D.

Litigation and Product Development.


Expert Solution
Questions # 20:

CASE STUDY

A global marketing agency is adapting a large language model ("LLM") to generate content for an upcoming marketing campaign for a client's new product: a hard hat designed for construction workers of any gender to better protect them from head injuries.

The marketing agency is accessing the LLM through an application programming interface ("API") developed by a third-party technology company. They want to generate text to be used for targeted advertising communications that highlight the benefits of the hard hat to potential purchasers. Both the marketing agency and the technology company have taken reasonable steps to address Al governance.

The marketing company has:

•           Entered into a contract with the technology company with suitable representations and warranties.

•           Completed an impact assessment on the LLM for this intended use.

•           Built technical guidance on how to measure and mitigate bias in the LLM.

•           Enabled technical aspects of transparency, explainability, robustness and privacy.

•           Followed applicable regulatory requirements.

•           Created specific legal statements and disclosures regarding the use of the Al on its client's advertising.

The technology company has:

•           Provided guidance and resources to developers to address environmental concerns.

•           Build technical guidance on how to measure and mitigate bias in the LLM.

•           Provided tools and resources to measure bias specific to the LLM.

•           Enabled technical aspects of transparency, explainability, robustness and privacy.

•           Mapped and mitigated potential societal harms and large-scale impacts.

•           Followed applicable regulatory requirements and industry standards.

•           Created specific legal statements and disclosures regarding the LLM. including with respect to IP and rights to data.

The technology company has also addressed environmental concerns and societal harms.

Which of the following results would be considered biased outputs from this AI system EXCEPT?

Options:

A.

The generated ads are sent to construction companies, not individual workers


B.

The content generated for minority construction workers is insufficient


C.

The images of female workers are hyper-sexualized


D.

The advertising text generated for female audiences focuses on color and style


Expert Solution
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