PECB QMS ISO 9001:2015 Lead Auditor Exam ISO-9001-Lead-Auditor Question # 29 Topic 1 Discussion

PECB QMS ISO 9001:2015 Lead Auditor Exam ISO-9001-Lead-Auditor Question # 29 Topic 1 Discussion

ISO-9001-Lead-Auditor Exam Topic 1 Question 29 Discussion:
Question #: 29
Topic #: 1

You are conducting a third-party audit to ISO 9001 and the next item on your audit plan is 'internal auditing'.

When reviewing a sample of audit records up to 5 years previously, you find that many contain non-conformance reports and no actions have been taken. You interview the Quality Manager.

You: "I have noted that many of the older files contain non-conformances that have not had any corrective action taken."

Quality Manager: "Because the business is always changing, the departmental managers tell me that the non-conformances are no longer applicable. I made a decision that any non-conformance over 3 years old is automatically closed"

You: "Do you obtain any confirmation beforehand from the appropriate departments that the non-conformances are no longer applicable."

Quality Manager: " No, because they are so old I consider that they are no longer appropriate. Please remember that we take a risk-based approach which means we audit where and when it is considered important to do so.

Select one course of action you would now take from the options.


A.

Interview Top management to determine whether they were aware of and agreed the actions of the Quality Manager


B.

Review all non-conformances reports related to clause 9.2 of ISO 9001


C.

Interview relevant Departmental managers to assess whether the older non-conformances are still valid.


D.

Raise a non-conformance report against clause 9.2.2.e of ISO 9001


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