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IIC RIBO Level 1 Entry-Level Broker Exam RIBO-Level-1 Question # 42 Topic 5 Discussion

IIC RIBO Level 1 Entry-Level Broker Exam RIBO-Level-1 Question # 42 Topic 5 Discussion

RIBO-Level-1 Exam Topic 5 Question 42 Discussion:
Question #: 42
Topic #: 5

A member has been found guilty of misconduct by determination of the discipline committee. Which is NOT a likely penalty?


A.

Imposing a fine that the committee deems appropriate to a maximum amount prescribed in the regulations.


B.

Revoking the certificate of the member.


C.

Receiving a jail sentence based on the severity of the misconduct.


D.

Reprimanding the member and, if deemed warranted, directing that the reprimand be recorded.


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