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ICMA Securities Operations Foundation Qualification (SOFQ) SOFQ Question # 12 Topic 2 Discussion

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ICMA Securities Operations Foundation Qualification (SOFQ) SOFQ Question # 12 Topic 2 Discussion

SOFQ Exam Topic 2 Question 12 Discussion:
Question #: 12
Topic #: 2

The integrity of internal books & records for securities is proven by ensuring:
A.

The total ownership position is equal to the sum of open and closed trades with counterparties

B.

The total settled position is equal to the sum of open trades and trades with a future value date

C.

The total ownership position is equal to the sum of the settled positions plus/minus open trades with counterparties

D.

The total settled position is equal to the sum of open and closed trades with counterparties

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Actual exam question for ICMA SOFQ exam by Tess95067 at Aug 3, 2025, 12:00:00 AM

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