ICMA Securities Operations Foundation Qualification (SOFQ) SOFQ Question # 7 Topic 1 Discussion

ICMA Securities Operations Foundation Qualification (SOFQ) SOFQ Question # 7 Topic 1 Discussion

SOFQ Exam Topic 1 Question 7 Discussion:
Question #: 7
Topic #: 1

From the perspective of one party to a securities trade, Free of Payment settlement without risk means:


A.

Delivering an asset to the counterparty prior to receipt of the contra asset from the counterparty


B.

Simultaneously exchanging securities and cash with the counterparty


C.

Delivering an asset to the counterparty following successful exchange of trade confirmations


D.

Receiving the counterparty's asset before instructing release of the contra asset


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