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FINRA Securities Industry Essentials Exam (SIE) SIE Question # 28 Topic 3 Discussion

FINRA Securities Industry Essentials Exam (SIE) SIE Question # 28 Topic 3 Discussion

SIE Exam Topic 3 Question 28 Discussion:
Question #: 28
Topic #: 3

Under the Investment Company Act of 1940, which of the following products are considered redeemable securities?


A.

Short-term paper


B.

Master limited partnerships


C.

Shares issued by a closed-end investment company


D.

Shares of unit investment trusts (UITs) purchased through a public offering


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