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FINRA Securities Industry Essentials Exam (SIE) SIE Question # 10 Topic 2 Discussion

FINRA Securities Industry Essentials Exam (SIE) SIE Question # 10 Topic 2 Discussion

SIE Exam Topic 2 Question 10 Discussion:
Question #: 10
Topic #: 2

An investor generally purchases an open-end mutual fund from which of the following parties?


A.

The NYSE


B.

The fund's custodian


C.

The fund's underwriter


D.

An existing shareholder


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