FINRA Securities Industry Essentials Exam (SIE) SIE Question # 8 Topic 1 Discussion
SIE Exam Topic 1 Question 8 Discussion:
Question #: 8
Topic #: 1
A city has appointed Broker-dealer XYZ to act as lead underwriter for its upcoming issuance of municipal bonds. This is an example of which of the following types of offering?
D: Best-efforts offerings do not guarantee the sale of all securities.
References:
MSRB Overview of Municipal Offerings:MSRB Offerings.
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