FINRA Uniform Securities State Law Examination Series-63 Question # 74 Topic 8 Discussion

FINRA Uniform Securities State Law Examination Series-63 Question # 74 Topic 8 Discussion

Series-63 Exam Topic 8 Question 74 Discussion:
Question #: 74
Topic #: 8

A limited power-of-attorney gives the designated person the right to

I. order the sale of an asset owned by the account holder and have a check written to the account holder for the amount of the proceeds.

II. obtain account statements, including tax statements, on behalf of the account holder.

III. order the purchase of an asset for the account holder’s account.


A.

I, II, and III


B.

I and II only


C.

II and III only


D.

I and III only


Get Premium Series-63 Questions

Contribute your Thoughts:


Chosen Answer:
This is a voting comment (?). It is better to Upvote an existing comment if you don't have anything to add.