A mutual fund sales representative is asked to make a presentation to an investment club. During the presentation, he discusses personal experiences of a questionable nature. What aspect of Professionalism is relevant to this situation?
Discussing questionable personal experiences in a public setting can harm the representative’s professional image, relating to the aspect of other personal endeavors. The feedback from the document states:
"The representative must take care to ensure that any publicly visible activity in which he participates is conducted responsibly and moderately so as not to present an unfavorable public image."
[Reference: Chapter 18 – Applying Ethical Standards to What You Have LearnedLearning Domain: Ethics, Compliance and Mutual Fund Regulations, , , , , ]
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