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CSI Investment Funds in Canada (IFC) Exam IFC Question # 147 Topic 15 Discussion

CSI Investment Funds in Canada (IFC) Exam IFC Question # 147 Topic 15 Discussion

IFC Exam Topic 15 Question 147 Discussion:
Question #: 147
Topic #: 15

What areas are addressed in the Client Relationship Model (CRM) regulation?


A.

relationship disclosure, client communications, and client reporting


B.

fraud prevention, relationship disclosure, and proper conduct


C.

client communications, regulatory reporting, and fraud prevention


D.

ethics, proper conduct, and client reporting


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