Pre-Winter Sale Limited Time 65% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: pass65

CSI Investment Funds in Canada (IFC) Exam IFC Question # 110 Topic 12 Discussion

CSI Investment Funds in Canada (IFC) Exam IFC Question # 110 Topic 12 Discussion

IFC Exam Topic 12 Question 110 Discussion:
Question #: 110
Topic #: 12

Jane Lawrence meets with an investment colleague for lunch. Her colleague discusses a new fund that he is recommending to his clients. He also tells her that until the end of the day, the fund company is offering advisors a $50 bonus for first-term orders completed using the firm's new automated application tool. When Jane returns to the office, she immediately contacts all her clients to recommend they purchase this fund. Which component of the duty of care standard has Jane violated?


A.

Know your client


B.

Unsolicited orders


C.

Due diligence


D.

Personal business


Get Premium IFC Questions

Contribute your Thoughts:


Chosen Answer:
This is a voting comment (?). It is better to Upvote an existing comment if you don't have anything to add.