Greg is a Dealing Representative. As a part of his business building activity, Greg prepares several messages to post on his website and Facebook page. Which statement CORRECTLY describes this
situation?
A.
Posting a sales communication to a website is prohibited by the Personal Information Protection and Electronic Documents Act (PIPEDA).
B.
Posting messages to Facebook is prohibited by Canada's Anti-Spam Law (CASL).
C.
Greg's messages must be approved by his dealer before he can publish or issue the communication.
D.
Greg must not discuss the investment performance, rankings, or ratings of a fund in his communication.
According to the MFDA rules, any sales communication that is prepared by a Member or an Approved Person, such as Greg, must be approved by the dealer in writing prior to its publication, issuance, or use. A sales communication is any communication that is intended to promote the business of the Member or the Approved Person, or the sale of securities, including any communication on a website or a social media platform. The dealer must ensure that the sales communication is fair, balanced, and not misleading, and that it complies with the applicable laws and regulations12
References = web search results from search_web(query="sales communication and mutual fund dealers association rules")12
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