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CISI UAE Financial Rules and Regulations Exam UAE-Financial-Rules-and-Regulations Question # 19 Topic 2 Discussion

CISI UAE Financial Rules and Regulations Exam UAE-Financial-Rules-and-Regulations Question # 19 Topic 2 Discussion

UAE-Financial-Rules-and-Regulations Exam Topic 2 Question 19 Discussion:
Question #: 19
Topic #: 2

Why would a transaction to purchase securities be declared null and void?


A.

It was the result of a rumour being spread


B.

The individual is a former employee


C.

The Authority has levied a penalty for delay of payment


D.

The investor has a conviction of an offence of dishonour


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