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CISI UAE Financial Rules and Regulations Exam UAE-Financial-Rules-and-Regulations Question # 11 Topic 2 Discussion

CISI UAE Financial Rules and Regulations Exam UAE-Financial-Rules-and-Regulations Question # 11 Topic 2 Discussion

UAE-Financial-Rules-and-Regulations Exam Topic 2 Question 11 Discussion:
Question #: 11
Topic #: 2

DFM brokerage firms are required to ensure that employees have appropriate professional experience if they:


A.

are on full-time or substantial part-time contracts


B.

are new to the company or the industry


C.

are employed to deal with clients or on their behalf


D.

are employed to operate an electronic trading or clearing system


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