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CISI UAE Financial Rules and Regulations Exam UAE-Financial-Rules-and-Regulations Question # 6 Topic 1 Discussion

CISI UAE Financial Rules and Regulations Exam UAE-Financial-Rules-and-Regulations Question # 6 Topic 1 Discussion

UAE-Financial-Rules-and-Regulations Exam Topic 1 Question 6 Discussion:
Question #: 6
Topic #: 1

The market must provide an electronic trading system which ensures:


A.

The ability to manually stop purchase orders which exceed the limits of the broker's bank guarantee or reach the limit of a special order


B.

The automatic stopping of purchase orders which exceed the limits of the broker's bank guarantee or reach the limit of a special order


C.

Privacy to enable all companies and entities whose securities are listed in the market, and their registrars, to keep the information secret


D.

Provision of trading accounts that can be opened in the names of two or more investors without the requirement for Authority approval


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