ACFCS Financial Crime SpecialistExam CFCS Question # 96 Topic 5 Discussion

ACFCS Financial Crime SpecialistExam CFCS Question # 96 Topic 5 Discussion

CFCS Exam Topic 5 Question 96 Discussion:
Question #: 96
Topic #: 5

Mr. Smith, a compliance officer at a financial institution, is tasked with evaluating the effectiveness of the institution’s sanctions compliance program. Which of the following indicators would be most relevant for Mr. Smith to assess the program’s effectiveness?


A.

The number of transactions processed by the institution each month.


B.

The frequency and adequacy of sanctions compliance training provided to employees.


C.

The profitability of the institution's international business operations.


D.

The diversity of the institution's client base.


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