What should a financial institution (FI) do in response to a formal law enforcement request to produce documents?
Keep senior management informed at all times to strategically organize a defense to terminate the law enforcement request
Verify the officer's identification and ask for the law enforcement request to be served when the Chief Executive Officer is available to sign for it
Ask for an extension to review the FI's privacy policy and confidentiality policy before providing any information under the law enforcement request
Designate a person responsible for the internal investigation in preparation of documents for the request
Submit