A data administrator needs to store customer financial records that are subject to SEC regulations. All files must be retained in an unalterable state for 6 years and must stay easily accessible.
SnapLock Compliance is a NetApp feature that enables you to store customer financial records that are subject to SEC regulations. SnapLock Compliance provides WORM (write once, read many) functionality at the volume level, which means that files cannot be modified, deleted, or overwritten for a specified retention period. SnapLock Compliance also ensures that files are easily accessible and searchable, and that they comply with the SEC Rule 17a-4, which requires financial firms to preserve certain records in a non-rewriteable and non-erasable format. References = SnapLock Compliance overview - NetApp, An independent assessment firm validated that Azure and Office 365 can help financial firms meet SEC Rule 17a-4, SEC Rule 18a-6, FINRA 4511, & CFTC 1.31 records retention and immutable storage requirements..
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