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IFSE Institute Canadian Investment Funds Course Exam CIFC Question # 51 Topic 6 Discussion

IFSE Institute Canadian Investment Funds Course Exam CIFC Question # 51 Topic 6 Discussion

CIFC Exam Topic 6 Question 51 Discussion:
Question #: 51
Topic #: 6

Kendrick is a newly registered Dealing Representative for Oak Solid Financial. He has been assigned the task of contacting existing clients where there has been no record of consultation within the last 12 months. The first person he sees on his list is a client named Chandra Ruffino. He double-checks if her phone number is on the Do Not Call List (DNCL) registry. Which of the following statements apply?


A.

If Chandra is on the DNCL registry, Kendrick is still eligible to contact the client of Oak Solid Financial.


B.

If Chandra has been on the DNCL registry for 18 months, then Kendrick is not allowed to contact her.


C.

If Chandra is on the DNCL, then Kendrick can only contact her if she is specifically his client.


D.

If Chandra had closed her account within the last 12 months and registered herself on the DNCL, then Kendrick cannot call her.


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