IFSE Institute Canadian Investment Funds Course Exam CIFC Question # 16 Topic 2 Discussion

IFSE Institute Canadian Investment Funds Course Exam CIFC Question # 16 Topic 2 Discussion

CIFC Exam Topic 2 Question 16 Discussion:
Question #: 16
Topic #: 2

Dakota is a Dealing Representative with Harvest Wealth Inc., a mutual fund dealer. Dakota starts a marketing campaign to contact prospective new clients and increase sales with existing clients. Which of the following CORRECTLY describes activities that Dakota can engage in under her marketing campaign?


A.

Dakota can make telemarketing calls to clients who are listed on the National Do Not Call List


B.

Dakota can send promotional emails to clients who have opted into Harvest Wealth's Do Not Call List


C.

Dakota can send promotional emails to clients who have opted in to receive commercial electronic messages (CEMs).


D.

Dakota can make telemarketing calls to clients who have opted in to receive commercial electronic messages (CEMs).


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