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FINRA Securities Industry Essentials Exam (SIE) SIE Question # 76 Topic 8 Discussion

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FINRA Securities Industry Essentials Exam (SIE) SIE Question # 76 Topic 8 Discussion

SIE Exam Topic 8 Question 76 Discussion:
Question #: 76
Topic #: 8

A registered representative (RR) wants to recommend a mortgage-backed security to his customer. Which of the following risks should the RR review with his customer?
A.

Market risk

B.

Liquidity risk

C.

Prepayment risk

D.

Diversification risk

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Actual exam question for FINRA SIE exam by Kairo5645 at Feb 2, 2026, 11:19:58 AM

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