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FINRA Securities Industry Essentials Exam (SIE) SIE Question # 54 Topic 6 Discussion

FINRA Securities Industry Essentials Exam (SIE) SIE Question # 54 Topic 6 Discussion

SIE Exam Topic 6 Question 54 Discussion:
Question #: 54
Topic #: 6

When making a mutual fund recommendation to a customer, a registered representative must consider all of the following factors except:


A.

the age of the customer.


B.

the tax status of the customer.


C.

the fund’s independent ranking


D.

the investment objective of the fund.


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