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FINRA Securities Industry Essentials Exam (SIE) SIE Question # 51 Topic 6 Discussion

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FINRA Securities Industry Essentials Exam (SIE) SIE Question # 51 Topic 6 Discussion

SIE Exam Topic 6 Question 51 Discussion:
Question #: 51
Topic #: 6

Which of the following entitles is primarily responsible for providing Internal settlement, accounting and tax support services for securities owned by an investment company?
A.

Custodian

B.

Market maker

C.

Broker-dealer

D.

Fund manager

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Actual exam question for FINRA SIE exam by Zephyr1900 at Jan 1, 2026, 5:34:34 AM

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