FINRA Securities Industry Essentials Exam (SIE) SIE Question # 22 Topic 3 Discussion

FINRA Securities Industry Essentials Exam (SIE) SIE Question # 22 Topic 3 Discussion

SIE Exam Topic 3 Question 22 Discussion:
Question #: 22
Topic #: 3

Which of the following disclosures is a municipal securities dealer required to provide its customers once every calendar year?


A.

The firm's address


B.

The firm's financial standing


C.

FINRA violations of all registered representatives


D.

The location and availability of the MSRB investor brochure


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